> ## Documentation Index
> Fetch the complete documentation index at: https://docs.finhub.cloud/llms.txt
> Use this file to discover all available pages before exploring further.

# Compliance Requirements

> Compliance documentation required for FinHub tenant registration

# Compliance Requirements

As a regulated financial services platform, FinHub requires all tenants to meet specific compliance requirements before accessing the platform.

## Required Compliance Documentation

### 1. Anti-Money Laundering (AML) Policy

Your AML policy should include:

* Customer due diligence procedures
* Transaction monitoring processes
* Suspicious activity reporting procedures
* Record-keeping requirements
* Staff training programs

### 2. Know Your Customer (KYC) Procedures

Document your KYC procedures covering:

* Customer identification requirements
* Verification methods and data sources
* Risk-based approach to customer due diligence
* Enhanced due diligence for high-risk customers
* Ongoing monitoring procedures

### 3. Risk Assessment Framework

Provide your risk assessment framework including:

* Risk categorization methodology
* Customer risk scoring criteria
* Geographic risk factors
* Product/service risk assessment
* Periodic review procedures

## Compliance Review Process

| Stage               | Duration  | Activities                    |
| ------------------- | --------- | ----------------------------- |
| Document Submission | Day 1     | Submit all required documents |
| Initial Review      | Days 2-3  | Completeness check            |
| Detailed Assessment | Days 4-7  | Compliance team review        |
| Clarifications      | If needed | Address any questions         |
| Approval            | Final     | Compliance sign-off           |

## Regulatory Considerations

Depending on your business model and jurisdiction, you may need:

* **Financial Services License**: If operating as a regulated entity
* **Data Protection Registration**: GDPR compliance for EU operations
* **PCI DSS Compliance**: For card-related operations
* **Local Regulatory Approvals**: Country-specific requirements

## Ongoing Compliance

After registration, tenants must:

* Maintain updated compliance documentation
* Report material changes to FinHub
* Participate in periodic compliance reviews
* Complete required training programs

## Next Steps

<CardGroup cols={2}>
  <Card title="Select Products" icon="cube" href="/baas/api/getting-started/selecting-products">
    Choose your FinHub products
  </Card>

  <Card title="Receive Credentials" icon="key" href="/baas/api/getting-started/receiving-credentials">
    Get your API access
  </Card>
</CardGroup>