> ## Documentation Index
> Fetch the complete documentation index at: https://docs.finhub.cloud/llms.txt
> Use this file to discover all available pages before exploring further.

# Compliance Validation

> Regulatory compliance requirements

# Compliance Validation

Ensure your integration meets regulatory compliance requirements.

## Compliance Areas

### KYC/AML Compliance

| Requirement             | Description              |
| ----------------------- | ------------------------ |
| Customer Identification | Verify customer identity |
| Due Diligence           | Risk-based due diligence |
| Ongoing Monitoring      | Transaction monitoring   |
| Suspicious Activity     | SAR reporting capability |

### Data Protection (GDPR)

| Requirement        | Description                  |
| ------------------ | ---------------------------- |
| Data Minimization  | Collect only needed data     |
| Purpose Limitation | Use data for stated purposes |
| Storage Limitation | Retention policies           |
| Right to Erasure   | Deletion capability          |

### Financial Regulations

| Requirement          | Description                  |
| -------------------- | ---------------------------- |
| Transaction Limits   | Enforce applicable limits    |
| Audit Trail          | Complete transaction history |
| Regulatory Reporting | Required reports             |

## Compliance Checklist

* [ ] KYC/KYB flows implemented
* [ ] AML screening integrated
* [ ] Data protection policies documented
* [ ] Audit logging enabled
* [ ] Consent management implemented
* [ ] Retention policies defined

## Documentation Required

1. **Data Flow Diagram** - How data moves through your system
2. **Privacy Policy** - End-user privacy documentation
3. **Security Policies** - Internal security procedures
4. **Incident Response Plan** - Breach handling procedures

## Validation Process

1. Submit compliance documentation
2. FinHub compliance team review
3. Address any gaps
4. Receive compliance approval